Financial Market Regulation & Technology

Financial Market Regulation

• Advising banks, securities dealers, investment firms, insurance companies, financialmarket infrastructures and other regulated entities.
• Advice on licensing requirements and the legal framework for the provision offinancial services.
• Preparation and management of licensing procedures before BaFin and FINMA.

FinTech - InsurTech

• Representing market participants before courts and supervisory authorities.
• Advice on compliance with German and Swiss financial market law.
• Advising financial service providers, insurance companies and start-ups on thestructuring and implementation of innovative, digitalised products.
• Advising on cross-border services of financial service providers.
• Coordination with supervisory authorities, obtaining licences and no action letters.

Blockchain - Distributed Ledger Technology (DLT)

• Advising on digital and blockchain-based business models and projects.
• Advice on primary and secondary market activities in crypto assets.
• Incorporation of companies and DLT foundations in Switzerland and the UAE.
• Governance in decentralised ecosystems.
• Coordination with regulatory authorities, obtaining licences and no-action letters.