Financial Market Regulation & Technology

We combine our enthusiasm for technology with our legal expertise in financial market regulation and transactions. This enables us to translate complex technologies into established legal regimes to ensure optimal solutions for our clients.
Financial Market Regulation & Technology

Financial Market Regulation

  • Advising banks, securities dealers, investment firms, insurance companies, financialmarket infrastructures and other regulated entities.
  • Advice on licensing requirements and the legal framework for the provision offinancial services.
  • Preparation and management of licensing procedures before BaFin and FINMA.

FinTech - InsurTech

  • Representing market participants before courts and supervisory authorities.
  • Advice on compliance with German and Swiss financial market law.
  • Advising financial service providers, insurance companies and start-ups on thestructuring and implementation of innovative, digitalised products.
  • Advising on cross-border services of financial service providers.
  • Coordination with supervisory authorities, obtaining licences and no action letters.

Blockchain - Distributed Ledger Technology (DLT)

  • Advising on digital and blockchain-based business models and projects.
  • Advice on primary and secondary market activities in crypto assets.
  • Incorporation of companies and DLT foundations in Switzerland and the UAE.
  • Governance in decentralised ecosystems.
  • Coordination with regulatory authorities, obtaining licences and no-action letters.